Galvin Legal is a full service securities litigation, arbitration, and mediation law firm that focuses on the representation of investors who have been defrauded by their broker-dealer, financial advisors with employment related litigation and promissory note issues, and broker-dealers requiring regulatory defense, compliance consulting, and other legal services.
Brokers are prohibited from making omitting material facts, misrepresentation, and other types of Investment Fraud. Even if it was an honest mistake, it does not excuse the fact that it caused you to lose money. You are entitled to seek the recovery of your losses whether they were the result of mistake or fraud.
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Galvin Legal is launching an investigation on behalf of investors who suffered losses investing in Government Properties Income Trust at the recommendation of their financial advisor. If you suffered losses investing in Government Properties Income Trust, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim against the brokerage firm that recommended the investment.
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending Securities Attorney to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim. If you suffered losses investing in Government Properties Income Trust and would like a free consultation with a Securities Attorney, then please call Galvin Legal at (800) 405-5117 or (305) 697-4927. Galvin Legal PLLC has achieved jury awards, arbitration awards and settlements with a combined value of hundreds of millions of dollars on behalf of our clients. Everyone knows the stock market has its ups and downs, but just what's involved in Recover Investment Losses from a serious down? If you lose 10% one year but your portfolio returns 10% the next year, are you even again? Through its international network of law firms, legal scholars, experts and other service providers Galvin Legal PLLC has the capacity to assist investors on a global scale. When suffering losses, an investor requires a return higher than the loss to return to breakeven.
Whether you lost your entire life savings or a percentage of your investments, you deserve to know what went wrong. Did your broker make unsuitable investment recommendations? Did your portfolio have the proper asset allocation? Could you have lost money simply because your broker was negligent? If your broker was to blame, you may be able to recover your investment losses. The majority of broker disputes are handled in necessary securities arbitration, where a panel of arbitrators hears your case. The panel’s decision is considered final and binding. The first step in recovering your investment losses is determining if you do, in fact, have a valid case against your broker. Broker misconduct can come in numerous forms; however, just because you lost money in an investment does not mean that you will be allowed to recover your losses. Therefore, it is imperative to consult with an attorney who can review the details of your case. Galvin Legal can help investors who have suffered investment losses recover anywhere in the United States.
Galvin Legal is a full service securities litigation, arbitration, and mediation law firm that focuses on the representation of investors who have been defrauded by their broker-dealer, Securities Fraud with employment related litigation and promissory note issues, and broker-dealers requiring regulatory defense, compliance consulting, and other legal services. Galvin Legal is launching an investigation on behalf of investors who suffered losses investing in Government Properties Income Trust at the recommendation of their financial advisor. If you suffered losses investing in Government Properties Income Trust, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim against the brokerage firm that recommended the investment. Galvin Legal is launching an investigation on behalf of investors who suffered losses investing in Ridgewood Energy A Fund at the recommendation of their financial advisor. If you suffered losses investing in Ridgewood Energy A Fund, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“)
Brokers are prohibited from making omitting material facts, misrepresentation, and other types of Investment Fraud. Even if it was an honest mistake, it does not excuse the fact that it caused you to lose money. You are entitled to seek the recovery of your losses whether they were the result of mistake or fraud. Galvin Legal can help investors who have suffered investment losses recover anywhere in the United States.
Galvin Legal is a full service securities litigation, arbitration, and mediation law firm that focuses on the representation of investors who have been defrauded by their broker-dealer, Securities Lawyer with employment related litigation and promissory note issues, and broker-dealers requiring regulatory defense, compliance consulting, and other legal services. Galvin Legal is launching an investigation on behalf of investors who suffered losses investing in Penneco Drilling Associates 2004-1 at the recommendation of their financial advisor. Investment fraud involves the illegal sale or purported sale of financial instruments. The typical Investment Fraud Lawyer schemes are characterized by offers of low- or no-risk investments, guaranteed returns, overly-consistent returns, complex strategies, or unregistered securities. Tips for Avoiding Investment Fraud: Don’t judge a person or company by their website; flashy websites can be set up quickly. Inquire about all the terms and conditions. Securities LawyerGalvin Legal can help investors who have suffered investment losses recover anywhere in the United States.
Galvin Legal is a full service securities litigation, arbitration, and mediation law firm that focuses on the representation of investors who have been defrauded by their broker-dealer, Securities Lawyer with employment related litigation and promissory note issues, and broker-dealers requiring regulatory defense, compliance consulting, and other legal services. Broker-dealers and connected persons have three main suitability obligations. First, the reasonable-basis obligations requires that there be a reasonable basis to believe, based on reasonable diligence, that the recommendation is suitable for at least some investors. Second, the customer-specific obligation requires that there be a reasonable basis to believe that the recommendation is suitable for a particular customer based on that customer's investment profile. Finally, quantitative suitability requires that a broker-dealer or associated person who has actual or de facto control over a customer account to have a reasonable basis for believing that a series of recommended transactions, even if suitable on their own, are not excessive or unsuitable for the customer taken together. GALVIN LEGAL, PLLC provides CRD Expungement services to its broker-dealers and registered representatives (brokers). Request a free consultation for additional information about our services.
If you have suffered investment losses as a result of your broker’s investment recommendations, then you may have a claim to recover those losses in a FINRA Securities Arbitration or Securities Mediation claim. GALVIN LEGAL, PLLC can help investors recover investment losses anywhere across the nation. The following are some of the typical types of claims that are brought. Suitability – Unsuitable Investments Investment Fraud – Misrepresentation Unauthorized Trading |
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